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Senior Business Analyst to work within Capital Markets and regulatory controls for a large financial bank - BNSJP00026402

Job Type: Contract
Positions to fill: 3
Start Date: Jun 27, 2022
Job End Date: Dec 26, 2022
Pay Rate: Hourly: Negotiable
Job ID: 120413
Location: Toronto
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Job ID: 26402
Location Address: Toronto, Hybrid – 2 days in office if required
Contract Duration: 6 months, extension and conversion possible 
Number of Positions: 1
Interview: 2 rounds


Typical Day in Role
- Assist in the initial review of regulatory controls provided by Internal Control IB to ensure the exercise cover GCM regulations and controls are according to them.
- Assist in the initial documentation and mapping of key regulatory and non-regulatory controls for GCM products.
- Assist in the maintenance and updates of key controls inventory for GCM products.
- Assist in the development, planning and execution of GCM first line testing program for the periodic testing of key controls to assess their design and operating effectiveness in managing operational risks in the respective GCM Products.;
- Assist with providing regular reporting to GBM Management of the condition of internal controls in the respective business lines including analyses of root causes of control breakdowns and determines appropriate corrective actions; Follow up on the remediation of corrective action.
- Assist in identifying and addressing underlying causes of control breakdowns or instances where controls are inadequate.
- Assist with the maintenance of Issues Tracking Database for the first line testing and provide summary updates to GBM Management.
- Assist with the follow-up of open issues identified from the first line testing and ensure recommended corrective actions have been remediated;
- Maintain regular communication with GBM Compliance an Internal Control IB to determine changes to regulatory rules and understand their impact on various GBM business units, and applicable controls;

Must Have:
  • 7+ years experience as a Business Analyst 
  • Fluent in Bilingual in English and Spanish - need to understand and comprehend Spanish - written and verbal.
  • 5 years of experience in a Capital Markets and/ or operational risk management role in a Financial Services Firm or Consulting Firm.
  • 5-6 years Working in a similar position dealing with Internal Controls, and dealing with Front Office Staff.
  • 5+ Years – Microsoft Office Experience –
    Macros, PowerPoint, Excel

Nice-To-Have Skills:
  • Portuguese Speaking
  • Knowledge of LatAm Regulations (Mexico, Peru, Chile, Colombia, Brazil)
  • Bloomberg
  • Kondor, Wall Street, WSS & Others


Degrees or certifications:
Bachelor’s degree