Compliance Analyst - monitoring Compliance Risk activities and oversight across multiple banking units - 28817
Job Type: Contract
Positions to fill: 1
Start Date: Feb 06, 2023
Job End Date: Oct 31, 2023
Pay Rate: Hourly: Negotiable
Job ID: 126417
Location: Toronto
Location Address: 4 King Street W 12th Floor (4KING12) – hybrid – once a week onsite
Contract Duration: 02/01/2023 to 10/31/2023
Business group: Global Compliance Transformation Program Office
This team performs monitoring Compliance Risk activities and oversight across multiple banking units. The successful candidate will assist in building the Monitory inventory for FY2023 and year after.
Responsibilities:
• Understand the business unit hierarchy and regulatory risk taxonomy and how it impacts assigned business units in the Enterprise Regulatory Compliance Management (eRCM) Program,
• Complete the remapping of regulatory obligations (risk taxonomy) to the revised business unit hierarchy
• Complete the mapping of new/existing regulatory obligations and controls to new/existing business units and regulatory obligations
• Conduct a review of regulatory library and update as necessary to ensure library is complete and consistent
• Assist Senior Manager/Manager with Regulatory Change Management process data input
• Performs ad-hoc and other duties and projects as assigned.
Must Have Skills:
1)3+ experience as a Compliance Analyst at one of the big 5 banks
2) Intermediate knowledge of Excel (be able to use different functions to organize data)
3) Proficiency with PowerPoint – ability to create presentations
4) 1+ years of experience in documenting processes, procedures, methodology, etc.
Nice-To-Have Skills:
• Experience in delivering on regulatory compliance projects and/or programs
• Prior experience with OpenPages
•Strong Business analytical skills
Education:
• Post-secondary education
Contract Duration: 02/01/2023 to 10/31/2023
Business group: Global Compliance Transformation Program Office
This team performs monitoring Compliance Risk activities and oversight across multiple banking units. The successful candidate will assist in building the Monitory inventory for FY2023 and year after.
Responsibilities:
• Understand the business unit hierarchy and regulatory risk taxonomy and how it impacts assigned business units in the Enterprise Regulatory Compliance Management (eRCM) Program,
• Complete the remapping of regulatory obligations (risk taxonomy) to the revised business unit hierarchy
• Complete the mapping of new/existing regulatory obligations and controls to new/existing business units and regulatory obligations
• Conduct a review of regulatory library and update as necessary to ensure library is complete and consistent
• Assist Senior Manager/Manager with Regulatory Change Management process data input
• Performs ad-hoc and other duties and projects as assigned.
Must Have Skills:
1)3+ experience as a Compliance Analyst at one of the big 5 banks
2) Intermediate knowledge of Excel (be able to use different functions to organize data)
3) Proficiency with PowerPoint – ability to create presentations
4) 1+ years of experience in documenting processes, procedures, methodology, etc.
Nice-To-Have Skills:
• Experience in delivering on regulatory compliance projects and/or programs
• Prior experience with OpenPages
•Strong Business analytical skills
Education:
• Post-secondary education
