Login | Register

Jr. Bilingual Reporting Analyst to adhere to regulatory standard in a mutual funds project 3617

Job Type: Contract
Positions to fill: 1
Start Date: Aug 22, 2022
Job End Date: Dec 16, 2022
Pay Rate: Hourly: Negotiable
Job ID: 122086
Location: Calgary, Edmonton, Halifax, Montreal, Ottawa, Regina, Toronto, Vancouver, Victoria, Winnipeg

3 Month to start

The role of the CFR Oversight Analyst is to support the overall development and maintenance of Advisor business practices and standards aligning with risk and regulatory requirements as well as business priorities. This role will be responsible for supporting programs designed to manage supervision and oversight processes and tools, enable superior employee performance, and meet our risk commitments. A key accountability will be the execution of the KYC & KYP oversight programs for Advisor practices as part of Client Focused Reforms.

Accountability Overview:
• Support the implementation of the KYC & KYP oversight programs for Advisor practices as part of Client Focused Reforms requirement
• Once implemented, manage, and run the Client Focused Reforms KYC & KYP oversight programs
• Provide analytical and operational support to the oversight programs by conducting daily reviews, timely execution of reports, tracking results, managing the escalation process
• Test Advisor’s adoption on KYC & KYP tools and their adherence to internal policies and processes by assessing the accuracy of input and reviewing their mutual fund activity
• Manage regular communication with Advisors to request required information as part of oversight programs
• Identify gaps in Advisor understanding and adoption to provide input into the development of coaching materials

Must Haves:
  • +2 years experience as a Reporting Analyst 
  • Bilingual (English, French)
  • Experience and knowledge either in regulatory standards and practices, risk management or compliance.
  • Mutual fund or insurance experience 
Nice to Have:
  • University degree/post-secondary education 
  • MFDA Branch Manager experience is an asset