Senior Auditor - conducting audit testing to validate the individual milestones within the scope of the specific project.- 30296

Location Address: 44 King Street W 16th Floor – hybrid – 2x/week
Contract Duration: ASAP - Oct 31, 2022 - possibility for extension


Story Behind the Need
- Business group: Global Wealth and Insurance Audit
- Project: Large compliance transformation project. The candidate will be conducting audit testing to validate the individual milestones within the scope of the specific project.
- Reason for request: Additional support to complete regulatory requests and recommendations.


Responsibilities:
- Managing various milestone testing through different stages: planning, fieldwork, reporting
- Conducting tollgate meeting with audit management for approvals
- Discussing issues or observations with Global Compliance stakeholders
- Performing walkthroughs with Global Compliance stakeholders
- Addressing feedback from audit management
- Documenting work within the audit database
- 60:40 split between individual workload and collaborative work with others
- Working with platform Teammates to document work
- Working with Microsoft Teams on a daily basis to work collaboratively with the team
- Daily use of Microsoft office – Excel, PPT, Word

Must Have Skills:
- 10+ years of previous audit experience
- 3+ years of previous regulatory compliance experience
- 1+ years of previous remediation experience

Nice-To-Have Skills:
- Previous banking experience within a large financial institution
- Regulatory experience – having worked with a regulator
- Experience with PowerBI
- Experience with project work

Degrees or certifications:
- Bachelor’s Degree is mandatory
- CIA – Certified Internal Auditor is preferred