Senior Compliance Tester to mitigate risk in procedure for wealth department of a large banking client - 50645

Job Type: Contract
Positions to fill: 1
Start Date: Sep 16, 2023
Job End Date: Jan 31, 2024
Pay Rate: Hourly: Negotiable
Job ID: 132503
Location: London, Toronto

Job ID: 50645

# of positions: 1

Duration: End of January 2024

Extension possible: Yes

Conversion Possible: Yes, dependent on business needs and performance.

Interview Process: 1 round of Webex (2 managers)

Location: Hybrid, 2 days


  • Project name/scope: Tester, does regulatory requirements to ensure the business process and procedure to mitigate risk. Internal client is Wealth department, all the entities under wealth they will be working with
  • Reporting to the Senior Manager of the ETC – Compliance Testing Team, the Senior Compliance Testing Analyst will focus on providing support the wealth testing and monitoring program. The Senior Compliance Testing Analyst models strong ethics, integrity and leadership to promote a positive work environment that fosters collaboration, innovation and synergies. The Senior Compliance Testing Analyst will be responsible for all aspects of assigned testing engagements and monitoring activities. The role requires regular interaction and communication with business personnel. Overall success is measured by timely completion of testing engagements and monitoring activities, the quality of the work performed, and the identification and risk-rating of key process and control gaps identified.


  • Operational Audit experience 5-7 years
  • Compliance
  • Accounting designation (i.e. CPA, CA) or Audit Designation (CIA)
  • Financial Industry experience