Sr. Program Manager to provide expert Regulatory Compliance support, guidance, and advice to Technology & Operations for a major banking client - 41635
Job Type: Contract
Positions to fill: 1
Start Date: Aug 22, 2022
Job End Date: Jan 23, 2023
Pay Rate: Hourly: Negotiable
Job ID: 122214
Location: Toronto
Our major banking client is hiring for a Sr. Program Manager to provide expert Regulatory Compliance support, guidance, and advice to Technology & Operations
Position: Sr. Program Manager to provide expert Regulatory Compliance support, guidance, and advice to Technology & Operations for a major banking client - 41635
Duration: 6 months
Location: fully remote (EST time zone)
Job Description:
Program Manager Technology Risk, Controls and Compliance is required to support the Technology 1B Function which executes Technology Managed Infrastructure (TMI) assessments, performs monitoring and testing of various technology process with the objective to generate periodic ratings of related processes. The incumbent will have to work in matrix with the 1B team, 2nd Line and 1A partner representatives. Key accountabilities will be as follows:
• Provide expert Regulatory Compliance support, guidance, and advice to T&O in support of the Enterprise Compliance Program (ECP) related to Technology.
• Identify and communicate new and revised regulatory changes via the Enterprise Regulatory Development Framework (ERDF) and participate in execution of activities for implementation of Enterprise Compliance Program (ECP).
• Contribute to the sound, efficient operation of T&O by improving the understanding and execution of Risk requirements in accordance with the Enterprise Operational Risk Management Framework (ORMF) related to technology.
• Performance of risk assessments in accordance with ORMF and ECP requirements.
• Maintain the T&O Process, Risk and Control (PRC) Framework, Tool, and Control Library to provide management a holistic view of the control environment
• Manage oversight for all enterprise-level new/revised policies to determine T&O impact, including requests for review/feedback and communication of key policy changes
• Leverage data to perform root cause and predictive analysis, and provide qualitative and quantitative risk and compliance management report
Business Unit Compliance Responsibilities:
• Act as primary lead in the assigned business unit, liaise with technology groups driving out strategic R&C priorities, participate in discussions with a risk-based mindset
• Provides management consulting services in support of Technology LOB and Enterprise needs
• Build and nurture strong client relationships with business leaders, representatives, and other business partners
• Ensure global, regional and local Technology Risk initiatives are aimed at improving information protection, resiliency and controls of technology processes and services
• Ensure regulatory gaps are communicated to key stakeholders; Advise leaderships on risk-based decisions supporting the completion of risk mitigation and remediation
• Manages complexity risk and compliance initiatives across technology, and interaction models.
• Develops and champions best practices within area of expertise, supports Communication and Change Management activities across multiple stakeholders
• Identifies opportunities to strengthen the capability of the business. Analyzes trends to proactively maintain strong controls
• Stays abreast of industry technical and business trends through benchmarking and/or participation in professional associations
Must Haves:
Position: Sr. Program Manager to provide expert Regulatory Compliance support, guidance, and advice to Technology & Operations for a major banking client - 41635
Duration: 6 months
Location: fully remote (EST time zone)
Job Description:
Program Manager Technology Risk, Controls and Compliance is required to support the Technology 1B Function which executes Technology Managed Infrastructure (TMI) assessments, performs monitoring and testing of various technology process with the objective to generate periodic ratings of related processes. The incumbent will have to work in matrix with the 1B team, 2nd Line and 1A partner representatives. Key accountabilities will be as follows:
• Provide expert Regulatory Compliance support, guidance, and advice to T&O in support of the Enterprise Compliance Program (ECP) related to Technology.
• Identify and communicate new and revised regulatory changes via the Enterprise Regulatory Development Framework (ERDF) and participate in execution of activities for implementation of Enterprise Compliance Program (ECP).
• Contribute to the sound, efficient operation of T&O by improving the understanding and execution of Risk requirements in accordance with the Enterprise Operational Risk Management Framework (ORMF) related to technology.
• Performance of risk assessments in accordance with ORMF and ECP requirements.
• Maintain the T&O Process, Risk and Control (PRC) Framework, Tool, and Control Library to provide management a holistic view of the control environment
• Manage oversight for all enterprise-level new/revised policies to determine T&O impact, including requests for review/feedback and communication of key policy changes
• Leverage data to perform root cause and predictive analysis, and provide qualitative and quantitative risk and compliance management report
Business Unit Compliance Responsibilities:
• Act as primary lead in the assigned business unit, liaise with technology groups driving out strategic R&C priorities, participate in discussions with a risk-based mindset
• Provides management consulting services in support of Technology LOB and Enterprise needs
• Build and nurture strong client relationships with business leaders, representatives, and other business partners
• Ensure global, regional and local Technology Risk initiatives are aimed at improving information protection, resiliency and controls of technology processes and services
• Ensure regulatory gaps are communicated to key stakeholders; Advise leaderships on risk-based decisions supporting the completion of risk mitigation and remediation
• Manages complexity risk and compliance initiatives across technology, and interaction models.
• Develops and champions best practices within area of expertise, supports Communication and Change Management activities across multiple stakeholders
• Identifies opportunities to strengthen the capability of the business. Analyzes trends to proactively maintain strong controls
• Stays abreast of industry technical and business trends through benchmarking and/or participation in professional associations
Must Haves:
- 10+ yrs Program Management exp within the Technology or Financial industry
- 5+ yrs exp in the risk and compliance domain (analyzing, evaluating)
- 5+ yrs exp managing large-scale projects/programs with high risk
- CRISC, CGEIT, CISA, CISM, PMP and/or Cloud compliance certification
- Previous exp with reviewing written materials for compliance with state, federal, and contractual regulations
